Becker provides comprehensive legal advice to public and private companies, investment banks, and other market participants. Our experienced attorneys navigate the complex securities regulatory landscape, helping clients meet their strategic objectives while mitigating legal risk.
Our services include:
- Securities Offerings: Advising on public and private offerings of securities, including IPOs, follow-on offerings, and private placements.
- SEC Reporting and Compliance: Assisting with SEC reporting obligations, including the preparation and filing of Forms S-1, S-3, 10-K, 10-Q, and 8-K.
- Mergers and Acquisitions: Representing clients in mergers, acquisitions, and other strategic transactions.
- Proxy Solicitation: Advising on proxy solicitation matters, including proxy contests and shareholder activism.
- Insider Trading and Short-Swing Profit Rules: Counseling clients on insider trading and short-swing profit rules to avoid potential liability.
- SEC Investigations and Enforcement: Representing clients in SEC investigations and enforcement actions.
By leveraging our deep understanding of securities laws and regulations, Becker provides practical and timely advice to help clients achieve their goals.