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Becker Serves as Underwriter Counsel for Technology & Telecommunication Acquisition Corp. in IPO

01.20.2022
Michael A. GoldsteinJie Chengying Xiu

Becker Shareholders Jie Chengying Xiu, Brian Daughney, and Michael Goldstein of the firm’s New York office represented client EF Hutton as the undrwriter counsel in connection with Technology & Telecommunication Acquisition Corporation, in connection with the company’s initial public offering, which closed on January 20, 2022. EF Hutton, division of […]

Areas of Focus: Broker-Dealer & Regulatory Proceedings, Debt & Equity Capital Markets

“FINRA Set To Revise Code of Arbitration Procedure To Preclude Non-Attorneys From Representing Parties in Arbitration Cases” – New York Law Journal

12.16.2019
Robert I. Rabinowitz

The Financial Industry Regulatory Authority (FINRA), which regulates brokerage firms and their associated persons in the United States, also sponsors the largest forum for securities dispute resolution in the country. A majority of brokerage firms today require their customers to enter into an agreement which, among other things, requires that […]

Areas of Focus: Corporate, Securities Arbitrations, Broker-Dealer & Regulatory Proceedings

Becker Represents GreenVision Acquisition Corp. on $57M NASDAQ SPAC IPO

11.22.2019
Jie Chengying Xiu

New York, NY – November 21, 2019 — Becker, a multi-practice commercial law firm with attorneys, lobbyists and other professionals at offices throughout the East Coast, represented client GreenVision Acquisition Corp. (NASDAQ: GRVNU) in its initial public offering of 5,750,000 units at $10.00 per unit, in an underwritten offering through […]

Areas of Focus: Securities & Corporate Finance, Broker-Dealer & Regulatory Proceedings, SEC Disclosure & Listed Company Compliance

Brian Daughney to be Honored as “Citizen of the Year” at 2019 Pineapple Ball

01.10.2019

We are pleased to announce that Brian Daughney, Shareholder in Becker’s Corporate Practice, has been selected as a 2019 Pineapple Ball Honoree by the Garden City Chamber of Commerce. Brian will be presented with the prestigious “Citizen of the Year” award at this year’s gala on Friday, April 26, 2019. […]

Areas of Focus: Corporate, Broker-Dealer & Regulatory Proceedings, Mergers and Acquisitions, Public, Private Partnerships (P3)