Debt & Equity Capital Markets

Becker represents a diverse range of clients, including public and private issuers, venture capitalists, angel investors, broker-dealers and investment bankers ranging from start-ups and mid-level growth companies to seasoned enterprises in a broad range of industries.

We specialize in guiding clients through a variety of capital formation transactions, from initial public offerings to private placements and debt financing.

We close deals. Our team of experienced, pragmatic, and dependable attorneys have a proven ability to execute a broad range of transactions in an efficient and successful manner. We also counsel clients on compliance with securities laws and the disclosure and filing requirements of the Securities and Exchange Commission, the New York Stock Exchange and Nasdaq, and other exchanges and self-regulatory bodies.

Our practice includes:

• Initial Public Offerings (IPOs);
• Secondary Offerings
• Security Regulation
• Shelf Registrations
• Private Placements of Debt and Equity Securities
• PIPE (Private Investment in Public Equity) Transactions;
• Rule 144A and Registered Exchange Offers
• Regulation S Offerings;
• SPACs – Special Purpose Acquisition Companies
• Reverse Acquisitions
• Reverse Mergers
• Private Debt Offerings;
• Offerings by Mezzanine and Leveraged Buyout Funds;
• Offerings Involving Units, Warrants, Rights
• Capital Raising and Risk-hedging Transactions
• SEC Disclosure & Listed Company Compliance