SEC Disclosure & Listed Company Compliance

We advise public and private corporations, boards of directors, executive officers, investors and committees of the board of directors on matters of SEC disclosure and compliance, and help navigate complex regulatory landscapes. We have developed a balanced approach to compliance obligations, which combines a deep understanding of SEC rules and best practices with practical insights to minimize legal risks and optimize business performance.

Our services include:

• Special Counsel representation to Audit, Corporate Governance and Special Committees of the board of directors;
• Review and advice in the drafting and filing of all Exchange Act reports;
• Assistance in Section 16 compliance and the filing of Forms 3, 4 and 5;
• Review and oversight of Insider Transactions;
• Assistance in the establishment of corporate governance principles and policies;
• Development of Committee Charters and Procedures.