Jie Chengying Xiu, 43, Becker & Poliakoff Office: New York. Practice area: Capital markets, mergers and acquisitions, corporate. Law school and year of graduation: Seton Hall Law School, 2004. How long have you been at the firm? Four years. Were you an associate at another firm before joining your present […]
The Financial Industry Regulatory Authority (FINRA), which regulates brokerage firms and their associated persons in the United States, also sponsors the largest forum for securities dispute resolution in the country. A majority of brokerage firms today require their customers to enter into an agreement which, among other things, requires that […]
Congratulations to Robert I. Rabinowitz, who has been selected as one of Monmouth County’s Top Lawyers of 2019. For the second consecutive year, Robert is listed as among the top of his field in Securities Law. The annual listing is comprised of the region’s most prominent attorneys who are selected […]
Jie Chengying Xiu, Becker’s New York Corporate Shareholder, attended the Global Legal Alliance (GLA)’s Annual Conference 2019 in Singapore from November 5-7, 2019. she presented on the introduction of the U.S. capital markets and the fund-raising methods for Chinese companies, including IPO, RTO, SPAC and private placements. GLA is a […]
Areas of Focus:
Corporate
Shareholder Robert Rabinowitz spoke to ThinkAdvisor regarding The Securities and Exchange Commission winning a jury trial in U.S. District Court, Atlanta against Raymond Pirello Jr. He was found guilty on all five SEC claims, last serving as a FINRA-registered broker for Garden State Securities in Red Bank, New Jersey. When […]
