Congratulations to Robert I. Rabinowitz, who has been selected as one of Monmouth County’s Top Lawyers of 2018. Robert is listed as among the top of his field in Securities Law. The annual listing is comprised of the region’s most prominent attorneys, selected through peer review, across more than 28 […]
Robert I. Rabinowitz Shareholder Corporate Practice Group Becker’s Broker/Dealer Gap Customer Arbitration Plan (“GCAP”) is a new practice area offering from the Corporate group. Spearheaded by Robert Rabinowitz, GCAP provides legal defense for Broker/Dealers and their Registered Representatives for customer arbitrations. The Plan is designed to supplement the Broker/Dealer’s E&O...
Robert Rabinowitz and Sarah Klein of Becker & Poliakoff’s Corporate Law Practice Group scored a big win on behalf of one of their clients, a registered broker-dealer based in New York City. A former technology vendor sued our client for fees totaling $9.9 million alleging breach of a trading platform license agreement. The vendor claimed […]
By Robert E. Kessler and Gary Dymski A Seaford man, formerly the chief compliance officer at a Woodbury brokerage firm, conspired to defraud investors of more than $500,000, federal prosecutors said Thursday. William Michael Quigley, ex-chief compliance officer of Trident Partners, a registered broker-dealer, is charged in a two-count indictment […]
