Shareholder Robert Rabinowitz spoke to ThinkAdvisor regarding The Securities and Exchange Commission winning a jury trial in U.S. District Court, Atlanta against Raymond Pirello Jr. He was found guilty on all five SEC claims, last serving as a FINRA-registered broker for Garden State Securities in Red Bank, New Jersey. When […]
Robert Rabinowitz and Sarah Klein successfully opposed a motion for summary judgment in a regulatory proceeding on behalf of a securities broker who is facing a serious fraud charge in connection with activities as a bond trader. This victory will allow the case to proceed to a final hearing where […]
Monmouth County’s Top Lawyers 2018
11.16.2018
Congratulations to Robert I. Rabinowitz, who has been selected as one of Monmouth County’s Top Lawyers of 2018. Robert is listed as among the top of his field in Securities Law. The annual listing is comprised of the region’s most prominent attorneys, selected through peer review, across more than 28 […]
Robert I. Rabinowitz Shareholder Corporate Practice Group Becker’s Broker/Dealer Gap Customer Arbitration Plan (“GCAP”) is a new practice area offering from the Corporate group. Spearheaded by Robert Rabinowitz, GCAP provides legal defense for Broker/Dealers and their Registered Representatives for customer arbitrations. The Plan is designed to supplement the Broker/Dealer’s E&O...
Robert Rabinowitz and Sarah Klein of Becker & Poliakoff’s Corporate Law Practice Group scored a big win on behalf of one of their clients, a registered broker-dealer based in New York City. A former technology vendor sued our client for fees totaling $9.9 million alleging breach of a trading platform license agreement. The vendor claimed […]
Areas of Focus:
Corporate
