The Financial Industry Regulatory Authority (FINRA), which regulates brokerage firms and their associated persons in the United States, also sponsors the largest forum for securities dispute resolution in the country. A majority of brokerage firms today require their customers to enter into an agreement which, among other things, requires that […]
Congratulations to Robert I. Rabinowitz, who has been selected as one of Monmouth County’s Top Lawyers of 2019. For the second consecutive year, Robert is listed as among the top of his field in Securities Law. The annual listing is comprised of the region’s most prominent attorneys who are selected […]
Did you know Becker has secured punitive damages and attorneys’ fees under the New Jersey Consumer Fraud Act for several clients over the past two years? For those of you who don’t know, punitive damages are assessed to punish the defendant for outrageous conduct such as fraud, and are typically […]
Areas of Focus:
Community Association Litigation & Covenant Enforcement
Shareholder Robert Rabinowitz spoke to ThinkAdvisor regarding The Securities and Exchange Commission winning a jury trial in U.S. District Court, Atlanta against Raymond Pirello Jr. He was found guilty on all five SEC claims, last serving as a FINRA-registered broker for Garden State Securities in Red Bank, New Jersey. When […]
Robert Rabinowitz and Sarah Klein successfully opposed a motion for summary judgment in a regulatory proceeding on behalf of a securities broker who is facing a serious fraud charge in connection with activities as a bond trader. This victory will allow the case to proceed to a final hearing where […]
