Special Notice TEN-HUT BOARD MEMBERS AND MANAGERS! The Buzz is in the air… Becker’s Board Member Boot Camp is RIGHT AROUND THE CORNER! Join us on Tuesday, November 14, from 9:30AM – 3PM EST, at the Signature Grand, in Davie, Florida. Come prepared to be put through your paces by […]
When did you last take a close look at your investment account statements, have a meaningful discussion with your financial advisor or broker, or reassess your investment goals and time horizon due to changing circumstances or major life events? These questions often slip our minds as we navigate our busy […]
In September’s newsletter, we cover the digital renaissance of the legal profession, which includes remote court appearances, mastering the art of e-discovery, and the role of computers and other electronic devices in litigation. We also consider options for employee retention during the Great Resignation, a time when 58% of workers […]
Becker recently achieved a resounding victory on behalf of our client – a U.S. corporation involved in the telecommunications business in Mexico – who had been sued by a former advisor seeking $3.8 million in success fees relating to a corporate financing. Becker litigators James Mahon, Robert Rabinowitz, and Sarah […]
The SEC recently updated its rules on advertising and solicitation to – finally – reflect how contemporary advisors connect and communicate with their potential and existing clients. Becker Shareholder Robert Rabinowitz – who focuses his practice on providing legal and regulatory guidance to broker/dealers and investment advisers – offers insight […]
