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Recent SEC Actions in the Wake of COVID-19

04.17.2020

In light of the unprecedented disruptions associated with COVID-19, the U.S. Securities and Exchange Commission (the “SEC”) has recently released a number of public statements providing advice and regulatory relief to public companies due to the impact of COVID-19. NYSE Waiver of Shareholder Approval Requirements In an measure to provide […]

Kathleen Berkey Recognized Among eBella Magazine’s “Winning Women”

04.17.2020

Kathleen Berkey was featured in the April 2020 issue of eBella Magazine as one of their “Winning Women” for her work as a top attorney and environmental activist. As a child in rural Redding, Connecticut, Kathleen would often hear her parents discuss real estate development issues related to historic preservation […]

Financial Planning With Your Trusted Advisor

04.15.2020

In 2017 various securities regulators and states enacted the “Trusted Contact” rule for senior investors, (defined as people over 65 years old), and other “specified adults” (defined as persons age 18 years or older who have a mental or physical impairment that rendered the individual unable to protect his or […]