We devote this last investor tip of Investor Awareness Month to our clients and friends (and particularly their parents), who have purchased a life insurance policy over the past twenty to thirty years. Many people purchased a life insurance policy with the understanding that in the event of their demise, a […]
Category: Client Advisory
Washington Update: April 28
One day after telling their caucus that the House would be back in session next week, Democratic Leaders changed course today after consulting with the Capitol’s attending physician. The original decision to return to session while Washington, D.C. is still under a stay-at-home order was met with swift criticism from […]
Remote Voting in Congress
In this unprecedented time of COVID-19, Congress is considering remote voting in order to continue its legislative functions and provide a response to the pandemic crisis in a democratic way. Although many Congressional members are split on this idea, given that some think they should be present in their chambers […]
Due to COVID-19, the Financial Industry Regulatory Authority said Monday that it has postponed all in-person arbitration and mediation proceedings scheduled through July 3. Parties that have an in-person hearing or mediation session scheduled through this date will be contacted by FINRA staff to reschedule or discuss remote scheduling options. […]
As a result of the market uncertainty unleashed by the COVID-19 crisis, the Nasdaq Stock Market (“Nasdaq”) has seen an increased number of issuers become non-compliant with its continued listing requirements for maintaining a minimum bid price and the market value of publicly-held shares (hereinafter “Price Requirements”). On April 17, […]