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Robert Rabinowitz Weighs in on New SEC Marketing Guidelines

12.29.2020
Robert I. Rabinowitz

The SEC recently updated its rules on advertising and solicitation to – finally – reflect how contemporary advisors connect and communicate with their potential and existing clients. Becker Shareholder Robert Rabinowitz – who focuses his practice on providing legal and regulatory guidance to broker/dealers and investment advisers – offers insight […]

Areas of Focus: Corporate, SEC Disclosure & Listed Company Compliance